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Devgiri Securities Pvt Ltd

Conflict of Intrest
Further Exposuire granting Final
Good Till Date Policy
Inactive Trading Account Policy version3
Internal auction policy1
Policies and internal procedures for managing conflict of interest
Policies and Procedures Mandatory
Policy for identification of beneficial ownership
Policy on CLD modification
Policy on Internal Control
Policy on Limit Setting
Policy on Outsource of activities
Policy on PMLA
Policy on pre funded instruments
Prohibition of Circulation of Unauthorized News
RMS
Surveillance Policy
Board Report
Full Balance Sheet

ATTENTION INVESTORS 1. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 01, 2020. 2. Update your email id and mobile number with your stock broker / depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge. 3. Check your securities / MF / bonds in the consolidated account statement issued by NSDL/CDSL every month. ………. Issued in the interest of Investor

ATTENTION INVESTORS :- 1. Prevent unauthorised transactions in your account. Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from exchange/depository/repository on your mobile/email at the end of the day; 2. KYC is one time exercise while dealing in securities markets – once KYC is done through a SEBI registered intermediary (broker, DP etc.), you need not undergo the same process again when you approach another intermediary; 3. Prevent Unauthorized Transactions in your demat account. Update your mobile number with your depository participant. Receive alerts on your registered mobile for all debit and other important transactions in your demat account directly from NSDL / CDSL on the same day. (Issued in the interest of investors). Please read the Risk Disclosure Document and Do’s & Dont’s prescribed by the exchange/depository/repository carefully before investing. Please carefully read the risk disclosure document as prescribed by SEBI & FMC.

ADVISORY – KYC Compliance 1. All investors are requested to take note that 6 KYC attributes i.e. Name, PAN, Address, Mobile Number, Email id and Income Range have been made mandatory. Investors availing custodian services will be additionally required to update the custodian details. 2. The last date to update KYC is on or before March 31, 2022. 3. Thereafter non-compliant trading accounts will be blocked for trading by the Exchange. 4. The non-compliant demat accounts will be frozen for debits by Depository Participant or Depository. 5. On submission of the necessary information to the stockbroker and updation of the same by the stockbroker in the Exchange systems and approval by the Exchange, the blocked trading accounts shall be unblocked by the Exchange on T+1 trading day. 6. The demat account shall be unfreezed once the investor submits the deficient KYC details and the same is captured by the depository participant in the depository system. 7. To ensure smooth settlement of trades, the investors are requested to ensure that both the trading and demat accounts are compliant with respect to the KYC requirement. 8. The investors are hereby requested to comply with the regulatory guidelines issued by Exchanges and Depositories from time to time with regard to KYC compliance and related requirements.

Attention Investors 1. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 01, 2020. 2. Update your email id and mobile number with your stock broker / depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge. 3. Check your securities / MF / bonds in the consolidated account statement issued by NSDL/CDSL every month. ………. Issued in the interest of Investor ATTENTION INVESTORS :- a) Prevent unauthorised transactions in your account. Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from exchange/depository/repository on your mobile/email at the end of the day; b) KYC is one time exercise while dealing in securities markets – once KYC is done through a SEBI registered intermediary (broker, DP etc.), you need not undergo the same process again when you approach another intermediary; c) Prevent Unauthorized Transactions in your demat account. Update your mobile number with your depository participant. Receive alerts on your registered mobile for all debit and other important transactions in your demat account directly from NSDL / CDSL on the same day. (Issued in the interest of investors). Please read the Risk Disclosure Document and Do’s & Dont’s prescribed by the exchange/depository/repository carefully before investing. Please carefully read the risk disclosure document as prescribed by SEBI & FMC. Existing customers can send in their grievances to Advisory – KYC Compliance • All investors are requested to take note that 6 KYC attributes i.e. Name, PAN, Address, Mobile Number, Email id and Income Range have been made mandatory. Investors availing custodian services will be additionally required to update the custodian details. • The last date to update KYC is on or before March 31, 2022. • Thereafter non-compliant trading accounts will be blocked for trading by the Exchange. • The non-compliant demat accounts will be frozen for debits by Depository Participant or Depository. • On submission of the necessary information to the stockbroker and updation of the same by the stockbroker in the Exchange systems and approval by the Exchange, the blocked trading accounts shall be unblocked by the Exchange on T+1 trading day. • The demat account shall be unfreezed once the investor submits the deficient KYC details and the same is captured by the depository participant in the depository system. • To ensure smooth settlement of trades, the investors are requested to ensure that both the trading and demat accounts are compliant with respect to the KYC requirement. • The investors are hereby requested to comply with the regulatory guidelines issued by Exchanges and Depositories from time to time with regard to KYC compliance and related requirements.

Pro trading Discloser: Devgiri Securities Private Limited is engaged in client based and proprietary trading on various stock and commodity exchange

To file a complaint on SCORE : CLICK HERE

Landline No.

0141-3118156

Email ID

Devgirisecurities@gmail.com

Corporate And Registered OFFice

5, Shivaji Nagar, Civil Lines, Jaipur 302006

External Links

NSE - 90361/INZ000316136
NCL - M70088/INZ000316136

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